• IPO Services
  • S-1 Prep

$7,500.00 / month for 6 months

Going public is a daunting task, sometimes requiring a small army of people and resources. We know, first-hand, how confusing and worrisome an IPO can be. Our staff has worked on IPO's and DPO's since 1998. Our service provides a greater sense of wellbeing during the process. We allow you to focus on running your business, while we work to manage the day-to-day happenings of your IPO.

Description

Going public is a daunting task, sometimes requiring a small army of people and resources. We know, first-hand, how confusing and worrisome an IPO can be. Our staff has worked on IPO’s and DPO’s since 1998. Our service provides a greater sense of wellbeing during the process. We allow you to focus on running your business, while we work to manage the day-to-day happenings of your IPO. More importantly, we work confidentially, so you get all the credit for a successful IPO! Our services have been tailored to follow the successful IPO’s of Facebook, Twitter, Tesla, etc.

We provide the following:

  • S-1 framework drafting and management;
  • DataRoom setup and management (setup at BOX®);
  • Post-IPO internal policy drafting and management;
  • Attorney interfacing (hiring and managing your law firm(s));
  • Auditor interfacing (hiring and managing your independent auditor);
  • Underwriter/Investment Bank interfacing (hiring and managing your underwriter(s));
  • Accounting/CPA interfacing (hiring and managing your accountant(s));
  • Stock Transfer Agent interfacing (hiring and managing your stock transfer agent);
  • Consultant interfacing (hiring and managing consultants);
  • Setup and management of CUSIP number;
  • Setup and management of trading symbol;
  • Setup and management of pre-IPO and post-IPO reporting requirements; and
  • Setup and management of post-IPO Investor Relations activities.

In addition we provide strategic data such as best-practices for:

  • Stock layout and dilution (e.g., structuring the number of authorized and issued stock shares, preferred vs. common shares, voting rights, etc.);
  • Trading markets (NYSE, NASDAQ, OTC, etc.);
  • Pre-IPO and post-IPO capital raising;
  • Board structuring and recruiting; and
  • SOX compliance.

Other important considerations:

  • All information we provide is delivered directly to you;
  • You present all data to your board, or other executives;
  • You own the information, we do not claim any ownership of the data;
  • You pay one monthly subscription fee and we go to work;
  • Since the above services will take a considerable amount of time to establish and manage, the initial subscription period is 12 months; and
  • You can cancel at anytime without a cancellation fee.
Important Note: If you cancel prior to any of the above services being setup and/or managed you are cancelling our ability to work on those services, thus you are waiving your right to those services. The above services do not happen simultaneously, rather, they are provided on an ‘as needed’ basis, typically chronologically in nature. Upon payment we begin by creating a DataRoom whereby files can be confidentially uploaded and downloaded between yourself and the staff member assigned to your account. Upon cancellation we will cease to access your DataRoom.