Electronic Blue Sky Filing Service (NASAA’s EFD)
For 506(b) and 506(c) offerings only. We file your Form D into the NASAA Electronic Filing Depository. This covers filings for 44 states (see the list below for excluded states). We file your docs, you pay the state fees separately (we provide a form for paying the fees, which gets filed with your docs). Currently the following states charge fees:
- Alabama ($300)
- Arkansas ($500)
- Michigan ($100)
- Minnesota ($300)
- Nebraska ($200)
- Rhode Island ($300)
- Texas ($500)
NOTE: Some states are currently not participating in the NASAA depository system, which means we will need to ascertain their required docs and fees, separately, before they can be submitted. You will be required to pay the state fees separately (we provide a form for paying the fees); we then file the docs and your payment.
- Florida (currently does not require a notice filing)
- New York
Once we receive your information packet (link sent to you via email) the filing is typically completed within 3-5 business days. You have up to one year from the date of order to use this service.