Filing Services

Get help filing with EDGAR (the SEC), and state requisite filings. Find electronic filing services, or manual filing services for the states that don’t adhere to the national file depository system.

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  • efd

    EFD Blue Sky Filings

    $99.00

    EFD Blue Sky Filings

    $99.00

    For 506(b) and 506(c) offerings only. We file your Form D into the NASAA Electronic Filing Depository. This covers filings for 44 states (see the list below for excluded states). We file your docs, you pay the state fees separately (we provide a form for paying the fees, which gets filed with your docs).

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  • form d filing

    Form D Filing (SEC)

    $120.00

    Form D Filing (SEC)

    $120.00

    We file your Form D electronically, with EDGAR! If you do not have a CIK number from the SEC we will obtain one for you. After your CIK is established we begin filing your Form D. This service is typically completed within 3-5 business days.

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  • manual

    Manual State Filing

    $79.00

    Manual State Filing

    $79.00

    Our manual state filing includes, one Rule 506(b) and 506(c) Form D notice filing, for states not participating in NASAA's EFD uniform national filing system (AZ, CT, LA, MA, and NY). We provide the manual filing docs, you pay the state fees (we also include the payment form).

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